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150 North Wacker Drive
Suite 1900
Chicago, Illinois 60606
Tel: (312) 527-5500
Fax: (312) 527-9064
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Investment Manager Transition Oversight:
The transition of assets between investment managers is a process that
requires proper coordination and quality oversight. Marquette
Associates believes the investment consultant is the optimal resource
to coordinate the process and ensure transitions occur in an efficient
manner. Specific steps in the process that Marquette focuses on
include:
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Timely notifications of all parties, including the asset custodian
when appropriate
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Coordination of the in-kind transfer process
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Possible selection of existing holdings by new manager
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Review and recommendation concerning the organization that should
perform the asset liquidation (terminating manager of third-party
provider)
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Possible utilization of buy-ins or utilization of futures to
minimize cash holdings
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Ensure the successor investment manager is notified in advance of
cash inflows
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Review of liquidation summary reports with client at conclusion of
process
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